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VantagePro Asset Management activities

VantagePro Asset Management engages in the following activities as a registered brokerdealer 1. Retailing corporate securities over-the-counter2. Selling corporate debt securities3. Underwriting or sponsoring mutual funds4. Retailing mutual funds5. Brokering municipal securities6. Selling variable life insurance or annuities7. Writing put and call options8. Providing investment advisory services9. Selling tax shelters or limited partnerships in primary distributions10. Selling tax shelters or limited partnerships in the secondary market11. Trading securities for its own account12. Engaging in the private placement of securities13. Underwriting equities.

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VantagePro Asset Management engages in the following activities as a registered brokerdealer 1. Retailing corporate securities over-the-counter2. Selling corporate debt securities3. Underwriting or sponsoring mutual funds4. Retailing mutual funds5. Brokering municipal securities6. Selling variable life insurance or ann

 

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